Partner and Broker-Dealer Regulation Co-Chair Susan Light and Litigation Partner Brian Poronsky will speak at Apex Fintech Solutions's 5th Annual Broker-Dealer Chief Compliance Officer (CCO) Roundtable, which Katten will sponsor. The Roundtable brings together compliance leaders for candid peer discussions, actionable strategies, and a preview of practical solutions to help firms scale oversight and stay ahead of regulatory priorities.
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Apex Fintech Solutions 5th Annual BD CCO Roundtable

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