This browser is not actively supported anymore. For the best passle experience, we strongly recommend you upgrade your browser.

Katten

| less than a minute read

Apex Fintech Solutions 5th Annual BD CCO Roundtable

Partner and Broker-Dealer Regulation Co-Chair Susan Light and Litigation Partner Brian Poronsky will speak at Apex Fintech Solutions's 5th Annual Broker-Dealer Chief Compliance Officer (CCO) Roundtable, which Katten will sponsor. The Roundtable brings together compliance leaders for candid peer discussions, actionable strategies, and a preview of practical solutions to help firms scale oversight and stay ahead of regulatory priorities.